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" ... [B]efore concluding, I want to be very clear—if FINRA becomes an SRO for investment advisers, we would implement regulatory oversight that is tailored to the particular characteristics of the investment adviser business. FINRA would establish a separate entity with separate board and committee governance to oversee any adviser work, and would plan to hire additional staff with expertise and leadership in the adviser area. That said, given our experience operating a nationwide program for examinations and our ability to leverage existing technology and staff resources to support a similar program for investment advisers, we believe we are uniquely positioned to serve as at least part of the solution to this pressing problem. In addition, FINRA's current programs would be enhanced and investors be better protected if we had the authority to examine the full operations of dually registered firms, where currently we can only see the broker-dealer side of what is typically a fully integrated business. ... "
" ... efore Janet Guthrie made sports history in 1977 by becoming the first woman to drive in the Indianapolis 500, she’d raced in the World 600 and in the Daytona 500, which were two of NASCAR’s prominent events. She made history in those two races, too. ... "
" ... efore last year began, Acuña said he was hoping to become the first player to hit 50 home runs and steal 50 bases in the same season. ... "